Calvin S. Koonce

MONTGOMERY INVESTMENT MANAGEMENT

Rockville, MD 20852

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CRD#: 706385

Professional summary

Calvin Scott Koonce is a registered financial advisor currently at MONTGOMERY INVESTMENT MANAGEMENT INC located in Rockville, Maryland.

Calvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Calvin has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 26, Series 4, Series 53, Series 24, F04 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIRECTOR VSEC, SINCE 1992. 2550 HUNTINGTON AVE. ALEXANDRIA VA. 16HR/MO. MANAGING DIR. MONTGOMERY INVESTMENT MGMT.INC. RIA SINCE 1987.6229 Executive Blvd Rockville MD 20852 ~ 136HRS/MO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Calvin Scott Koonce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2015 - Present

MONTGOMERY INVESTMENT MANAGEMENT INC

Office #1: 6229 Executive Blvd, Rockville, MD 20852

RIA

CRD#: 105417

Rockville, MD

Past

December 10, 1990 - December 31, 2014

MONTGOMERY INVESTMENT MANAGEMENT INC

RIA

CRD#: 105417

BETHESDA, MD

Past

March 25, 1980 - August 16, 2023

TZ CLEAR LLC

CRD#: 8089

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONTGOMERY INVESTMENT MANAGEMENT INC

CRD#: 105417 / SEC#: 801-30150

RIA

Registered Investment Advisory firm - (8/6/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/6/2016)

Financial Principal Examination

Principal/Supervisory Exam

Series 27

Date: 1/8/1980

Financial and Operations Principal Examination

Current Firm

MONTGOMERY INVESTMENT MANAGEMENT INC

CRD#: 105417 / SEC#: 801-30150

RIA

Registered Investment Advisory firm - (8/6/1987 Approved)

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Contact information

Main Address

6229 Executive Blvd, Rockville, MD 20852

Mailing Address

Phone number

(301) 897-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MONTGOMERY BROCHURE 12-2023 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 451,205,884

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Calvin S. Koonce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Calvin Scott Koonce's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTGOMERY INVESTMENT MANAGEMENT INC

TZ CLEAR LLC

Primary Firm SEC Registration

MONTGOMERY INVESTMENT MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/1992

Series 63

Date: 7/10/1981

Series 6TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/7/2000

Series 7

Date: 11/17/1979

Series 26

Date: 1/2/2023

Series 4

Date: 8/8/1991

Series 53

Date: 8/31/1984

Series 24

Date: 1/25/1980

F04

Date: 1/8/1980

Series 27

Date: 1/8/1980

Current Firm

MONTGOMERY INVESTMENT MANAGEMENT INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONTGOMERY INVESTMENT MANAGEMENT INC

TRUST BUT VERIFY

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