RC
Robert F. Cuculich
PINNACLE INVESTMENTS
East Syracuse, NY 13057
Some features on this profile are disabled
CRD#: 706353
RC
Professional summary
Robert Frank Cuculich is a registered financial advisor currently at PINNACLE INVESTMENTS, LLC located in East Syracuse, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Robert has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 52, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Centro Is Not Investment Related, Courtland Ave, , Syracuse, NY, 13204, United States Trustee of public transportation of central NY, Trustee, Start Date 3/1/2010 10 hours per month 5 hours per month during trading hours, No Compensation ____________________________________________ NYSA Liquidating Trust, Is Investment Related, 5845 Widewaters Parkway, , East Syracuse, NY, 13057 Liquidating trust, Portfolio Manager Start Date 1/1/2013, 5 hours per month, 5 hours per month during trading hours, No Compensation, Manage assets in trust ___________________________________________________________________ Pinnacle Advisors Is Investment Related 5845 Widewaters Parkway, , East Syracuse, NY, 13057 Business provides financial services President Start Date 2/13/2014 20 hours per month,15 hours per month during trading hours, Fee based Compensation, Provide financial services _______________________________________________________________ Pinnacle Holding Company, LLC, Is Investment Related 5845 Widewaters Parkway, , East Syracuse, NY, 13057, United States Business provides financial services, Board Member, 3/20/2008, 2 hours per month,0 hours per month during trading hours, Board duties, $500 per meeting usually 2 meetings per year ________________________________________________________________ Insurance Agent Is Not Investment Related 5845 Widewaters Pkwy, East Syracuse, NY, 13057 Insurance Agent 1/1/2012 17 hours per month,15 hours per month during trading hours, Commission Compensation, Insurance sales _________________________________________________________________ Insurance Company of America - Global Motor Sports Association Not Investment related 5000-1901 Yong St, Toronto On M2N7E9, Canada Professional Race Car Insurance No Position or direct relationship, on a team with a member who receives referral fees that are paid to the team Start 09/01/2023 0 Hours spent on business ________________________________________________________________________________________ Gorsline Company Not Investment Related 2 Eagle Street, Rochester, NY 14608 Insurance Sales No direct position/relationship, member of a team where a team member pays a portion of referral fees to the team. Start 03/01/2023 0 hours spent on this activity __________________________________________________________________________________________ Bent Ear Technology Is Not Investment Related "5845 Widewaters Pkwy, Ste. 300, East Syracuse, NY, 13057, United States" IT Solutions,Referrer Start 8/1/2024, 1 hours per month,1 hours per month during trading hours, Commission Compensation ,Refer business to Bent Ear Technology for a payout fee.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Frank Cuculich's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Frank Cuculich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2021 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057RIA
BD
CRD#: 142910
East Syracuse, NY
Current
March 31, 2008 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057RIA
BD
CRD#: 142910
East Syracuse, NY
Past
January 31, 1990 - April 1, 2008
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
NORTH SYRACUSE, NY
Past
March 24, 1980 - February 6, 1990
FLAGSHIP SECURITIES, INC.
BD
CRD#: 7123
SYRACUSE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/16/2015)
RR
California(3/31/2008)
RR
Colorado(3/15/2016)
RR
Connecticut(2/5/2025)
RR
Florida(3/31/2008)
RR
Georgia(2/23/2015)
RR
Idaho(12/5/2011)
RR
Illinois(2/8/2016)
RR
Maine(7/16/2021)
RR
Maryland(3/31/2008)
RR
Massachusetts(3/31/2008)
RR
Michigan(3/31/2008)
RR
Missouri(2/4/2025)
RR
New Hampshire(11/20/2019)
RR
New Jersey(3/31/2008)
RR
New York(3/31/2008)
IAR
New York(4/12/2021)
RR
North Carolina(3/31/2008)
RR
Ohio(3/31/2008)
RR
Oregon(12/24/2011)
RR
Pennsylvania(3/31/2008)
RR
Rhode Island(12/24/2011)
RR
South Carolina(3/31/2008)
RR
Tennessee(3/10/2025)
RR
Texas(12/24/2011)
RR
Utah(8/21/2023)
RR
Vermont(8/6/2008)
RR
Virginia(3/31/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Mailing Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Phone number
(315) 251-1101
Established
New York since 08/04/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
60
SEC notice filing (41 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,860 |
| AUM (Assets Under Management) | $ 1,056,507,711 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/23/2024 | ||
| 03/27/2024 | ||
| 03/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PINNACLE INVESTMENTS, LLC
CRD#: 142910East Syracuse, NY 13057TRUST BUT VERIFY
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