Christia L. Roberts
Professional summary
Christia Li Roberts, who also goes by Christia Li Wilson, is a registered financial advisor currently at CHRISTIA LI ROBERTS located in Stuart, Florida.
Christia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Christia has worked at 5 firms and has passed the Series 65, Series 63, Series 5, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christia Li Roberts's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2002 - Present
CHRISTIA LI ROBERTS
August 16, 2004 - March 29, 2019
SOUTHEAST FINANCIAL PLANNING AND CONSULTING, INC.
December 14, 1984 - July 7, 1998
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 24, 1981 - December 5, 1984
LEHMAN BROTHERS INC.
March 24, 1980 - August 3, 1981
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2002)
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
CHRISTIA LI ROBERTS
CRD#: 142133 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 11,501,694 |
Red Flags
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