BC
Brian Ching
U.S. CAPITAL WEALTH ADVISORS
AUSTIN, TX 78701
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CRD#: 7063302
BC
Professional summary
Brian Ching is a registered financial advisor currently at U.S. CAPITAL WEALTH ADVISORS, LLC located in Austin, Texas and USCA SECURITIES LLC located in Houston, Texas.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Brian has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Houston Dynamo; non-investment related; Houston; Major League Soccer Team; Ambassador; Jan/2018; 10 hours/month; 2 hours/month during trading hours; public appearances. 2)Elite Soccer Schools LLC; non-investment related; Houston; Run soccer camps; Director/Owner; April 2015; 1/2 hour/month; none during trading hours; Run camps. 3) BC 25 Holdings; Investment related; Houston; Hold personal investments; Director/Owner; Dec 2018; zero hours/month; zero hours/month during trading hours; Manage personal investments. 4)Pitch 25 LLC; non-investment related; Houston; Restaurant/Bar; Director/Owner; Dec 2015; 8 hours/month; 4 hours/month during trading hours; Managing member - oversee operations. 5) Eado BC Bar LLC; non-investment related; Houston; Restaurant/Bar; Director; 9/18; 2 hrs/month; 2 hrs/month during trading hours; oversee operations 6) BC 25 Partners LLC and BC 25 Partners II LLC; Investment related; Houston; Oversee Investments; Managing Member; 9/15; 2 hrs/month; 2 hrs/month during trading hours 7)USCA Securities, LLC; Investment-related; Houston, TX; broker dealer; registered representative; 01/2018; >1 hour/month; 1-8 during trading hours; broker 8) US Capital Wealth Advisors, LLC; Investment-related; Houston, TX; Registered Investment Advisor; financial advisor; 06/2021; >1 hour/month; 1-8 during trading hours; advisor 9) Baytown Backyard LLC; non-investment related; Houston,TX; Restaurant/Bar; owner; managing member; 07/2021; 30hrs/ month; 0 hrs during trading hours; oversee partner in building out second bar 10) Ko HTX Wave Park Group LLC; non-investment related; Houston, TX; for investment in company; managing member; 01/2022; 0 hrs/month; 0 hrs during trading hours; passive investor
CRS (Client Relationship Summary) - RIA
Click below to view Brian Ching's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2021 - Present
U.S. CAPITAL WEALTH ADVISORS, LLC
Office #1: 300 West 6th Street Suite 1900, Austin, TX 78701RIA
CRD#: 288199
AUSTIN, TX
Current
April 15, 2019 - Present
USCA SECURITIES LLC
Office #1: 4444 Westheimer Suite G500, Houston, TX 77027BD
CRD#: 103789
Houston, TX
Past
May 30, 2019 - June 30, 2021
USCA RIA LLC
RIA
CRD#: 152170
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
U.S. CAPITAL WEALTH ADVISORS, LLC
LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
RIA
Registered Investment Advisory firm - (5/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/17/2019)
RR
Connecticut(11/6/2020)
RR
Florida(5/27/2020)
RR
Georgia(1/14/2022)
RR
Hawaii(3/19/2020)
RR
New York(11/6/2020)
RR
Texas(5/30/2019)
IAR
Texas(6/30/2021)
RR
Washington(11/6/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
Current Firm
UC
U.S. CAPITAL WEALTH ADVISORS, LLC
LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
RIA
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Contact information
Main Address
4444 Westheimer Rd. Suite G500, Houston, TX 77027
Mailing Address
Phone number
(713) 366-0500
Established
Firm type
Fiscal year end
# of Employees
133
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,833 |
| AUM (Assets Under Management) | $ 7,282,480,817 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 01/23/2024 | ||
| 03/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
