Lawrence B. Hundley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Barrell Hundley III, who also goes by Lawrence Barrell Hundley, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1980. Lawrence had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 5, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2003 - September 3, 2004
IBS SECURITIES, LLC
November 5, 1999 - July 19, 2001
THE ADVISORS GROUP, INC.
June 5, 1998 - October 28, 1999
MILESTONE FINANCIAL SERVICES, INC.
January 15, 1997 - May 20, 1997
GLOBAL STRATEGIES GROUP, INC.
March 27, 1995 - July 24, 1995
INVESTORS ASSOCIATES, INC.
April 8, 1991 - July 2, 1991
TITAN/VALUE EQUITIES GROUP, INC.
February 22, 1985 - November 27, 1985
UBS FINANCIAL SERVICES INC.
March 24, 1980 - February 19, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationCurrent Firm
IBS SECURITIES, LLC
CRD#: 37921 / SEC#: , 8-47991
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AYRES, JOHN EDWARD | INVESTOR | 1954156 |
| CATUARA, ANGELO JOSEPH | INVESTOR | 1332951 |
| STONE, LINDA | INVESTOR | |
| ALLIANCE FINANCIAL LLC | INVESTOR | |
| CONNERS, RICHARD JR. | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL, SROP,CROP | 1744589 |
| INTEGRATED BROKERAGE SERVICE LLC | INVESTOR | |
| WENMOUTH, DENNIS | FINANCIAL & OPERATIONS PRINCIPAL | 1265319 |
Red Flags
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