Margaret A. Ketchum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Ann Ketchum, who also goes by Margaret A Ketchum, Maggie Ketchum, Margaret Ketchum, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 2019. Margaret had worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2022 - July 20, 2022
STASH CAPITAL LLC
December 23, 2021 - January 10, 2022
ASSETMARK BROKERAGE, LLC
January 31, 2021 - August 16, 2021
ROBINHOOD FINANCIAL, LLC
July 19, 2019 - January 20, 2021
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/19/2019
General Securities Representative ExaminationCurrent Firm
STASH CAPITAL LLC
CRD#: 287728 / SEC#: , 8-69908
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
