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EW

Edward P. Walunas

Some features on this profile are disabled
CRD#: 706319
EW

Professional summary

Edward Paul Walunas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Edward is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Edward had worked at 6 firms, which includes WMA SECURITIES INC., INTEGRATED RESOURCES EQUITY CORPORATION, SENTRA SECURITIES CORPORATION, E. F. HUTTON & COMPANY INC, SYMON GROUP LTD., KMS FINANCIAL SERVICES INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 29, 1994 - December 12, 1996

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA
Past

September 5, 1986 - October 21, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

March 22, 1985 - September 3, 1986

SENTRA SECURITIES CORPORATION

BD
CRD#: 10249
Past

August 22, 1984 - March 20, 1985

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

December 7, 1982 - May 5, 1984

SYMON GROUP, LTD.

BD
CRD#: 7355
Past

November 18, 1980 - November 30, 1982

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

March 24, 1980 - December 20, 1980

KMS FINANCIAL SERVICES, INC.

BD
CRD#: 3866

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/28/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 9/28/1994
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/15/1980
General Securities Representative Examination

Current Firm

WS
WMA SECURITIES, INC.
WMA SECURITIES, INC.

CRD#: 32625 / SEC#: , 8-45728

BD
Terminated by SEC on 06/30/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Georgia since 04/14/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WORLD MONEY GROUP, INC.OWNER

Disclosures

Regulatory Event6
Arbitration6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WMA SECURITIES, INC.

CRD#: 32625

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