Troy W. Horton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Troy William Horton was a registered financial professional .
Troy is a previously registered financial professional and started their career in finance in 1980. Troy had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2010 - December 7, 2017
HORTON, TROY W.
November 20, 1996 - January 3, 2008
WALNUT STREET SECURITIES, INC.
December 16, 1994 - November 19, 1996
FIRST ALLIED SECURITIES, INC.
May 31, 1989 - December 23, 1994
FIRST AFFILIATED SECURITIES
July 31, 1987 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
January 30, 1987 - August 8, 1987
WAMU INVESTMENTS, INC.
May 7, 1982 - January 30, 1987
SOMERS, GROVE & CO., INC.
March 24, 1980 - May 10, 1982
BIRR, WILSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
HORTON, TROY W.
CRD#: 155146 / SEC#:
Contact information
Red Flags
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