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TZ

Timothy R. Zarlengo

MUNICIPAL CAPITAL MARKETS GROUP
Greenwood Village, CO 80111
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CRD#: 706292
TZ

Professional summary


Timothy Richard Zarlengo, who also goes by Tim Zarlengo, Tim R Zarlengo, is a registered financial professional currently at MUNICIPAL CAPITAL MARKETS GROUP, INC. located in Greenwood Village, Colorado.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1980. Timothy has worked at 7 firms and has passed the Series 63, Series 52TO, Series 50, SIE, Series 5, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tim Zarlengo | Tim R Zarlengo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Timothy Richard Zarlengo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 21, 2021 - Present

MUNICIPAL CAPITAL MARKETS GROUP, INC.

Office #1: 8400 E. Prentice Ave., Ste. 500, Greenwood Village, CO 80111
BD
CRD#: 107353
Greenwood Village, CO
Past

September 27, 2019 - July 9, 2021

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
DENVER, CO
Past

May 11, 2009 - September 27, 2019

GEORGE K. BAUM & COMPANY

BD
CRD#: 36354
DENVER, CO
Past

December 11, 2007 - April 23, 2009

GVC CAPITAL LLC

BD
CRD#: 38923
GREENWOOD VILLAGE, CO
Past

May 7, 1990 - January 3, 2006

MOUNTAINVIEW SECURITIES, LLC

BD
CRD#: 7882
NEW YORK, NY
Past

September 30, 1985 - July 20, 1990

CAPITAL MARKETS CORPORATION

BD
CRD#: 16730
Past

March 21, 1980 - September 3, 1985

BOETTCHER & COMPANY, INC.

BD
CRD#: 101

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/6/2021)
RR
California
(7/21/2021)
RR
Colorado
(7/21/2021)
RR
New York
(7/21/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 4/22/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 11/14/1981
Interest Rate Options Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/12/1982
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


MC
MUNICIPAL CAPITAL MARKETS GROUP, INC.
MUNICIPAL CAPITAL MARKETS GROUP, INC.

CRD#: 107353 / SEC#: , 8-53038

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
5220 Spring Valley Rd., Ste. 522, Dallas, TX 75254
Mailing Address
5220 Spring Valley Rd., Ste. 522, Dallas, TX 75254
Phone number
(972) 386-0200
Established
Texas since 10/25/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CORNWALL, FREDERICK REIDPRESIDENT - CCO835429
HARLING, MICHAEL WILLIAMEXEC. V.P.1976368
ANDERSON, JAMES MARTINSR. VICE PRESIDENT850454
WOODLIFF, KAREN SU MCKEEPFO/POO4621874

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MUNICIPAL CAPITAL MARKETS GROUP, INC.

CRD#: 107353Greenwood Village, CO 80111

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