Gary A. Silvestri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Al Silvestri was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1980. Gary had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 1998 - July 30, 1998
FALCON INVESTMENT CORP.
February 24, 1993 - February 21, 1996
ALDEN CAPITAL MARKETS, INC.
April 30, 1991 - February 11, 1993
LP CHARLES & COMPANY, INC.
January 25, 1989 - October 24, 1989
ADVENT SECURITIES, INC.
November 16, 1987 - January 24, 1989
NTB FINANCIAL CORPORATION
September 8, 1986 - November 25, 1986
SECURITIES USA, INC.
July 2, 1986 - September 17, 1986
POWER SECURITIES CORPORATION
August 10, 1983 - September 4, 1984
WALL STREET WEST, INC.
November 1, 1981 - July 22, 1983
B. J. LEONARD AND COMPANY, INC.
March 21, 1980 - July 26, 1981
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FALCON INVESTMENT CORP.
CRD#: 42231 / SEC#: , 8-49760
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
