Kit D. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kit Douglas Evans was a registered financial professional .
Kit is a previously registered financial professional and started their career in finance in 1980. Kit had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 1989 - November 7, 1990
BRENNAN ROSS SECURITIES, INC.
November 2, 1989 - January 1, 1990
BOUCHER, OEHMKE & COMPANY
November 28, 1988 - December 5, 1988
WILLIAM BARTON FINANCIAL, INC.
September 27, 1988 - September 29, 1988
BRENNAN ROSS SECURITIES, INC.
April 22, 1988 - June 1, 1988
PACIFIC SOUTHERN SECURITIES, INC.
October 28, 1987 - February 2, 1988
WILLIAM BARTON FINANCIAL, INC.
September 22, 1987 - October 14, 1987
R.B. MARICH, INC.
July 23, 1986 - May 11, 1987
TRI-BRADLEY INVESTMENTS
June 5, 1986 - July 25, 1986
CENPAC SECURITIES CORP.
December 20, 1985 - May 28, 1986
TRI-BRADLEY INVESTMENTS
September 27, 1985 - December 26, 1985
TRI-SECURITIES, INC.
December 12, 1984 - August 29, 1985
FITZGERALD, TALMAN, INC.
October 22, 1984 - November 13, 1984
CHESLEY AND DUNN, INC.
November 19, 1982 - October 15, 1984
KOBRIN SECURITIES, INC.
October 6, 1982 - October 26, 1982
EQUIVEST SECURITIES CORPORATION
January 15, 1982 - March 2, 1982
C. E. CARLSON, INC.
March 21, 1980 - October 29, 1984
DEVANNEY, BURGIN, SHANACY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRENNAN ROSS SECURITIES, INC.
CRD#: 18363 / SEC#: , 8-36546
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
