Howard M. Canan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Marc Canan was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1980. Howard had worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 26, Series 4, Series 53, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2011 - September 29, 2011
BOFA DISTRIBUTORS, INC.
October 23, 2009 - April 18, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - April 18, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 23, 2003 - October 20, 2004
QUICK & REILLY, INC.
September 25, 2000 - October 20, 2004
QUICK & REILLY, INC.
October 30, 1997 - September 25, 2000
FIS SECURITIES, INC.
January 2, 1991 - October 17, 1997
CETERA INVESTMENT SERVICES LLC
July 24, 1989 - December 31, 1990
INVEST FINANCIAL CORPORATION
October 7, 1985 - July 14, 1989
A. G. EDWARDS & SONS, INC.
January 5, 1984 - October 14, 1985
E. F. HUTTON & COMPANY INC
June 8, 1983 - December 7, 1983
LEHMAN BROTHERS INC.
March 21, 1980 - July 5, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
BOFA DISTRIBUTORS, INC.
CRD#: 30683 / SEC#: , 8-44998
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
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