LD
Lori A. Dunn
PEAK AMERICAN INVESTMENT ADVISORS
PLANO, TX 75093
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CRD#: 7062383
LD
Professional summary
Lori Anne Dunn, who also goes by Lori Anne Brassell, is a registered financial advisor currently at PEAK AMERICAN INVESTMENT ADVISORS, INC. located in Plano, Texas.
Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Lori has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori Anne Brassell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Peak American Financial Group, Inc, started 11/2018, Director of Human Resources and Compliance, Director, Secretary, investment-related; 2800 North Dallas Parkway #360, Plano TX 75093 2. Lori Dunn does have a Texas General Lines insurance license 3. Peak American Financial Companies, Inc, Director and Secretary; not investment-related; 2800 North Dallas Parkway #360, Plano TX 75093
CRS (Client Relationship Summary) - RIA
Click below to view Lori Anne Dunn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2020 - Present
PEAK AMERICAN INVESTMENT ADVISORS, INC.
Office #1: 2400 Dallas Parkway Ste 100, Plano, TX 75093RIA
CRD#: 145056
PLANO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PEAK AMERICAN INVESTMENT ADVISORS, INC.
PEAK AMERICAN INVESTMENT ADVISORS, INC. | PURITAN WEALTH MANAGEMENT GROUP | PURITAN INVESTMENT ADVISORS, INC. | PTF INVESTMENT ADVISORS, INC.
CRD#: 145056 / SEC#: 801-133891
RIA
Registered Investment Advisory firm - (7/17/2025 Approved)Arizona
Registered Investment Advisory firm - (2/18/2022 Terminated)California
Registered Investment Advisory firm - (8/20/2025 Terminated)Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)Indiana
Registered Investment Advisory firm - (1/22/2020 Terminated)Kentucky
Registered Investment Advisory firm - (9/17/2013 Terminated)Louisiana
Registered Investment Advisory firm - (9/30/2013 Terminated)Michigan
Registered Investment Advisory firm - (10/1/2013 Terminated)Mississippi
Registered Investment Advisory firm - (1/16/2020 Terminated)Nevada
Registered Investment Advisory firm - (10/21/2013 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2013 Terminated)Oklahoma
Registered Investment Advisory firm - (9/16/2013 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/22/2025 Terminated)Tennessee
Registered Investment Advisory firm - (4/3/2019 Terminated)Texas
Registered Investment Advisory firm - (7/21/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/2/2020)
IAR
Pennsylvania(1/2/2020)
IAR
Texas(1/2/2020)
Current Firm
PA
PEAK AMERICAN INVESTMENT ADVISORS, INC.
PEAK AMERICAN INVESTMENT ADVISORS, INC. | PURITAN WEALTH MANAGEMENT GROUP | PURITAN INVESTMENT ADVISORS, INC. | PTF INVESTMENT ADVISORS, INC.
CRD#: 145056 / SEC#: 801-133891
RIA
Registered Investment Advisory firm - (7/17/2025 Approved)Arizona
Registered Investment Advisory firm - (2/18/2022 Terminated)California
Registered Investment Advisory firm - (8/20/2025 Terminated)Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)Indiana
Registered Investment Advisory firm - (1/22/2020 Terminated)Kentucky
Registered Investment Advisory firm - (9/17/2013 Terminated)Louisiana
Registered Investment Advisory firm - (9/30/2013 Terminated)Michigan
Registered Investment Advisory firm - (10/1/2013 Terminated)Mississippi
Registered Investment Advisory firm - (1/16/2020 Terminated)Nevada
Registered Investment Advisory firm - (10/21/2013 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2013 Terminated)Oklahoma
Registered Investment Advisory firm - (9/16/2013 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/22/2025 Terminated)Tennessee
Registered Investment Advisory firm - (4/3/2019 Terminated)Texas
Registered Investment Advisory firm - (7/21/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2400 Dallas Parkway Ste 100, Plano, TX 75093
Mailing Address
Phone number
(800) 513-3243
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 567 |
| AUM (Assets Under Management) | $ 100,382,397 |
Red Flags
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Company Information
PEAK AMERICAN INVESTMENT ADVISORS, INC.
CRD#: 145056Plano, TX 75093TRUST BUT VERIFY
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