Bruce A. Ferguson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Anthony Ferguson, who also goes by Bruce A Ferguson, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1980. Bruce had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2003 - January 27, 2016
FERGUSON INVESTMENT SERVICES PLLC
January 18, 2002 - July 1, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 9, 1998 - January 23, 2002
SUTRO & CO. INCORPORATED
February 22, 1993 - February 9, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
November 19, 1991 - March 1, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 20, 1980 - November 19, 1991
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FERGUSON INVESTMENT SERVICES PLLC
CRD#: 126975 / SEC#: 801-71625
Contact information
Red Flags
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