Brett A. Coons

UNITED ADVISORS AMERICA

PROSPER, TX 75078

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CRD#: 7062089

Professional summary

Brett Aaron Coons, who also goes by Brett Coons, is a registered financial advisor currently at UNITED ADVISORS AMERICA located in Prosper, Texas.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Brett has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett Coons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Aaron Coons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2024 - Present

UNITED ADVISORS AMERICA

Office #1: 290 S Preston Road Suite 220, Prosper, TX 75078

RIA

CRD#: 147350

PROSPER, TX

Past

April 22, 2022 - October 11, 2024

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

Fort Worth, TX

Past

June 18, 2020 - April 25, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

BEDFORD, TX

Past

June 18, 2020 - April 25, 2022

LPL FINANCIAL LLC

CRD#: 6413

BEDFORD, TX

Past

November 4, 2019 - February 7, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

JACKSONVILLE, FL

Past

August 31, 2019 - February 7, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED ADVISORS AMERICA

UNITED ADVISORS AMERICA | UNITED ADVISORS CORPORATION | UNITED ADVISORS AMERICA CORPORATION

CRD#: 147350 / SEC#: 801-114134

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2010 Terminated)

Arkansas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Florida

Registered Investment Advisory firm - (8/23/2015 Terminated)

Georgia

Registered Investment Advisory firm - (10/29/2018 Terminated)

Illinois

Registered Investment Advisory firm - (10/17/2018 Terminated)

Indiana

Registered Investment Advisory firm - (6/20/2011 Terminated)

Iowa

Registered Investment Advisory firm - (11/1/2018 Terminated)

Kansas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Kentucky

Registered Investment Advisory firm - (10/29/2018 Terminated)

Michigan

Registered Investment Advisory firm - (10/30/2018 Terminated)

Missouri

Registered Investment Advisory firm - (10/29/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (10/30/2018 Terminated)

Ohio

Registered Investment Advisory firm - (10/30/2018 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/29/2018 Terminated)

Oregon

Registered Investment Advisory firm - (2/27/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/30/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (11/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Virginia

Registered Investment Advisory firm - (10/30/2018 Terminated)

Washington

Registered Investment Advisory firm - (1/28/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/29/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(12/9/2024)

IAR

Arkansas
(12/13/2024)

IAR

Georgia
(1/24/2025)

IAR

Indiana
(1/6/2025)

IAR

Iowa
(12/11/2024)

IAR

Kansas
(12/9/2024)

IAR

Kentucky
(12/13/2024)

IAR

Louisiana
(1/8/2025)

IAR

Michigan
(12/11/2024)

IAR

Minnesota
(12/9/2024)

IAR

Mississippi
(12/12/2024)

IAR

Missouri
(12/10/2024)

IAR

North Carolina
(12/11/2024)

IAR

Ohio
(12/10/2024)

IAR

Oklahoma
(12/10/2024)

IAR

Pennsylvania
(12/10/2024)

IAR

Texas
(12/9/2024)

IAR

Virginia
(12/9/2024)

IAR

Washington
(12/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/31/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/31/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/22/2019

Securities Industry Essentials Examination

Current Firm

UNITED ADVISORS AMERICA

UNITED ADVISORS AMERICA | UNITED ADVISORS CORPORATION | UNITED ADVISORS AMERICA CORPORATION

CRD#: 147350 / SEC#: 801-114134

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2010 Terminated)

Arkansas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Florida

Registered Investment Advisory firm - (8/23/2015 Terminated)

Georgia

Registered Investment Advisory firm - (10/29/2018 Terminated)

Illinois

Registered Investment Advisory firm - (10/17/2018 Terminated)

Indiana

Registered Investment Advisory firm - (6/20/2011 Terminated)

Iowa

Registered Investment Advisory firm - (11/1/2018 Terminated)

Kansas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Kentucky

Registered Investment Advisory firm - (10/29/2018 Terminated)

Michigan

Registered Investment Advisory firm - (10/30/2018 Terminated)

Missouri

Registered Investment Advisory firm - (10/29/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (10/30/2018 Terminated)

Ohio

Registered Investment Advisory firm - (10/30/2018 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/29/2018 Terminated)

Oregon

Registered Investment Advisory firm - (2/27/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/30/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (11/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Virginia

Registered Investment Advisory firm - (10/30/2018 Terminated)

Washington

Registered Investment Advisory firm - (1/28/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/29/2018 Terminated)

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Contact information

Main Address

290 S Preston Road Suite 220, Prosper, TX 75078

Mailing Address

Phone number

(877) 443-0610

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A JUNE 2025 (6/30/2025)

Regulatory assets under management

Total Number of Accounts	2,625
AUM (Assets Under Management)	$ 353,695,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brett A. Coons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Aaron Coons's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDELMAN FINANCIAL ENGINES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

UNITED ADVISORS AMERICA

State Registrations and Notice Filings

Exams

Series 66

Date: 10/31/2019

Series 7TO

Date: 8/31/2019

SIE

Date: 6/22/2019

Current Firm

UNITED ADVISORS AMERICA

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNITED ADVISORS AMERICA

TRUST BUT VERIFY

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