RK
Ralph L. Kauzlarich
FIRST COMMAND ADVISORY SERVICES
Hinesville, GA 31313
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CRD#: 7062017
RK
Professional summary
Ralph Lester Kauzlarich is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Hinesville, Georgia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Hinesville, Georgia.
Ralph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Ralph has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Kauz & Effect Consulting, LLC ; Whether the business is investment-related: No ; Address of the other business: 210 Manor Lane St. Johns, FL 32259 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: President & Chief Operating Officer ; The start date of your relationship: 4/15/2019 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: As the founder of a sole-proprietorship LLC, I presently consult a law-firm on a specific case that was started in 2017 and is under discovery at this time. My initial intent was to consult companies in need of management/organizational assessment to improve their overall effectiveness and bottom line. I have not pursued any new opportunities since becoming a First Command Advisor.
CRS (Client Relationship Summary) - RIA
Click below to view Ralph Lester Kauzlarich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2019 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 110 W Martin Luther King Jr Dr, Suite 2b, Hinesville, GA 31313RIA
CRD#: 281958
Hinesville, GA
Current
March 11, 2019 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 110 W Martin Luther King Jr Dr Suite 2b, Hinesville, GA 31313Office #2: 2015 Boundary Street Suite 210, Beaufort, SC 29902Office #3: 4333 Bemiss Road Suite 10, Valdosta, GA 31605BD
CRD#: 3641
Hinesville, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/20/2019)
RR
Arkansas(6/22/2023)
RR
Colorado(2/6/2024)
RR
Florida(4/5/2019)
RR
Georgia(5/20/2019)
IAR
Georgia(5/3/2023)
RR
Idaho(1/2/2024)
RR
Illinois(12/2/2024)
RR
Kansas(7/5/2024)
RR
Louisiana(7/29/2024)
RR
Maryland(1/13/2021)
RR
Michigan(2/6/2024)
RR
Missouri(11/26/2024)
RR
Montana(12/5/2019)
RR
New York(3/3/2023)
RR
North Carolina(6/24/2020)
RR
Oregon(7/11/2019)
RR
Pennsylvania(6/22/2023)
RR
South Carolina(2/4/2021)
IAR
South Carolina(9/8/2023)
RR
Tennessee(6/22/2023)
RR
Texas(11/25/2019)
IAR
Texas(11/25/2019)
RR
Utah(1/2/2024)
RR
Vermont(8/9/2023)
RR
Virginia(11/7/2019)
RR
Washington(7/11/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/10/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
