William D. Stafford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Daniel Stafford, who also goes by Will Stafford, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2019. William had worked at 2 firms and has passed the Series 66, Series 7TO, Series 79TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2020 - March 27, 2020
COLLABORATION CAPITAL LLC
February 1, 2019 - March 27, 2020
OPENDEAL BROKER LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/22/2024
General Securities Representative ExaminationSeries 79TO
Date: 10/11/2019
Investment Banking Registered Representative ExaminationCurrent Firm
COLLABORATION CAPITAL LLC
CRD#: 289777 / SEC#: 801-111683
Contact information
Documents
Red Flags
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