Kody B. Holker

NEW GENERATION WEALTH MANAGEMENT

Osseo, MN 55369

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CRD#: 7061487

Professional summary

Kody Brandon Holker is a registered financial advisor currently at NEW GENERATION WEALTH MANAGEMENT, LLC located in Osseo, Minnesota.

Kody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kody has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Holker Law Offices, PLLC; Owner/Estate Planning Attorney; Champlin, MN; 09/2006; non-investment related; Approximately 50 hours per month spent in this business practice; 30 hours during securities trading. (2)Asset Protection Services; Independent Insurance Agent; Champlin, MN; 06/2002; investment related; Approximately 50 hours per month spent in this business practice; 30 hours during securities trading. (3)Ray Creek Development, LLC and Ray Creek, LLC; Owner; Real Estate Development; Champlin, MN; 06/2017; non-investment related; Approximately 13 hours per month spent in these business practices; 0 during securities trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kody Brandon Holker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2024 - Present

NEW GENERATION WEALTH MANAGEMENT, LLC

Office #1: 508 Central Ave, Osseo, MN 55369

RIA

CRD#: 289146

Osseo, MN

Past

January 11, 2019 - March 6, 2023

NEW GENERATION WEALTH MANAGEMENT, LLC

RIA

CRD#: 289146

CHAMPLIN, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/2017

Uniform Investment Adviser Law Examination

Current Firm

NEW GENERATION WEALTH MANAGEMENT, LLC

CRD#: 289146 / SEC#:

Arizona

Registered Investment Advisory firm - (9/24/2024 Terminated)

Minnesota

Registered Investment Advisory firm - (7/17/2017 Approved)

Utah

Registered Investment Advisory firm - (10/29/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

508 Central Ave, Osseo, MN 55369

Mailing Address

Phone number

(612) 741-1650

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kody B. Holker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kody Brandon Holker's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW GENERATION WEALTH MANAGEMENT, LLC

NEW GENERATION WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/2017

Current Firm

NEW GENERATION WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

NEW GENERATION WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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