Miles K. Rader

WILLNER & HELLER LLC

Encino, CA 91436

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CRD#: 7061094

Professional summary

Miles Kenneth Rader is a registered financial advisor currently at WILLNER & HELLER LLC located in Encino, California.

Miles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Miles has worked at 2 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miles Kenneth Rader's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2024 - Present

WILLNER & HELLER LLC

Office #1: 15760 Ventura Blvd Suite 2026, Encino, CA 91436

RIA

CRD#: 135406

Encino, CA

Past

May 18, 2020 - August 16, 2021

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LOS ANGELES, CA

Past

March 11, 2020 - August 16, 2021

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILLNER & HELLER LLC

MATT HELLER | WILLNER & HELLER LLC | WILLNER & HELLER

CRD#: 135406 / SEC#: 801-112631

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

California

Registered Investment Advisory firm - (5/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/24/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/18/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/11/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/16/2020

Securities Industry Essentials Examination

Current Firm

WILLNER & HELLER LLC

MATT HELLER | WILLNER & HELLER LLC | WILLNER & HELLER

CRD#: 135406 / SEC#: 801-112631

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

California

Registered Investment Advisory firm - (5/26/2018 Terminated)

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Contact information

Main Address

15760 Ventura Blvd Suite 2026, Encino, CA 91436

Mailing Address

Phone number

(818) 501-7590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/5/2025)

Regulatory assets under management

Total Number of Accounts	411
AUM (Assets Under Management)	$ 163,962,199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Miles K. Rader

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miles Kenneth Rader's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

WILLNER & HELLER LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/24/2024

Series 66

Date: 5/18/2020

Series 7TO

Date: 3/11/2020

SIE

Date: 1/16/2020

Current Firm

WILLNER & HELLER LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILLNER & HELLER LLC

TRUST BUT VERIFY

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