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JH

Joseph R. Harvey

SEPIO CAPITAL, LP
Salt Lake City, UT 84121
Some features on this profile are disabled
CRD#: 7061047
JH

Professional summary

Joseph Robert Harvey is a registered financial advisor currently at SEPIO CAPITAL, LP located in Salt Lake City, Utah.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Joseph has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Robert Harvey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 14, 2019 - Present

SEPIO CAPITAL, LP

Office #1: 2795 E Cottonwood Parkway Suite 600, Salt Lake City, UT 84121
RIA
CRD#: 285645
Salt Lake City, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SEPIO CAPITAL, LP
AKTRIOM WEALTH MANAGEMENT, LLC | SEPIO CAPITAL, LP | SEPIO CAPITAL, LLC | SEPIO CAPITAL ADVISORS, LLC | CRI, LLC

CRD#: 285645 / SEC#: 801-108889

RIA
Registered Investment Advisory firm - (5/12/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(7/27/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/14/2019
Uniform Investment Adviser Law Examination

Current Firm

SC
SEPIO CAPITAL, LP
AKTRIOM WEALTH MANAGEMENT, LLC | SEPIO CAPITAL, LP | SEPIO CAPITAL, LLC | SEPIO CAPITAL ADVISORS, LLC | CRI, LLC

CRD#: 285645 / SEC#: 801-108889

RIA
Registered Investment Advisory firm - (5/12/2017 Approved)
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Contact information

Main Address
2795 E Cottonwood Parkway Suite 600, Salt Lake City, UT 84121
Mailing Address
Phone number
(415) 915-3708
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SEPIO CAPITAL ADV PART 2A 09.22.2025 (9/22/2025)

Regulatory assets under management

Total Number of Accounts345
AUM (Assets Under Management)$ 4,464,814,589

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2024
Cover Page
Report
09/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEPIO CAPITAL, LP

CRD#: 285645Salt Lake City, UT 84121

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