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GC

Grant D. Crouch

RETIREONE INVESTMENT SERVICES
Louisville, KY 40202
Some features on this profile are disabled
CRD#: 7060940
GC

Professional summary

Grant David Crouch, who also goes by Grant David Crouch, Grant Crouch, is a registered financial professional currently at RETIREONE INVESTMENT SERVICES, LLC located in Louisville, Kentucky.

Grant is registered as a RR (Registered Representative) and started their career in finance in 2019. Grant has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Grant David Crouch | Grant Crouch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Grant David Crouch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 11, 2024 - Present

RETIREONE INVESTMENT SERVICES, LLC

Office #1: 222 South 1st Street, Suite 600, Louisville, KY 40202
BD
CRD#: 269923
Louisville, KY
Past

May 25, 2022 - September 4, 2024

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

March 18, 2019 - January 12, 2021

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(9/11/2024)
RR
Arizona
(9/11/2024)
RR
Arkansas
(9/11/2024)
RR
California
(9/11/2024)
RR
Colorado
(9/11/2024)
RR
Hawaii
(9/11/2024)
RR
Idaho
(9/11/2024)
RR
Illinois
(9/11/2024)
RR
Indiana
(9/11/2024)
RR
Iowa
(9/11/2024)
RR
Kansas
(9/11/2024)
RR
Kentucky
(9/11/2024)
RR
Louisiana
(9/11/2024)
RR
Michigan
(9/11/2024)
RR
Minnesota
(9/11/2024)
RR
Missouri
(9/11/2024)
RR
Montana
(9/11/2024)
RR
Nebraska
(9/11/2024)
RR
Nevada
(9/11/2024)
RR
New Mexico
(9/11/2024)
RR
North Dakota
(9/11/2024)
RR
Ohio
(9/11/2024)
RR
Oklahoma
(9/11/2024)
RR
Oregon
(9/11/2024)
RR
South Dakota
(9/11/2024)
RR
Tennessee
(9/11/2024)
RR
Texas
(9/11/2024)
RR
Utah
(9/11/2024)
RR
Washington
(9/11/2024)
RR
Wisconsin
(9/11/2024)
RR
Wyoming
(9/11/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/10/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/17/2019
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/10/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RI
RETIREONE INVESTMENT SERVICES, LLC
EF LEGACY SECURITIES, LLC | RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923 / SEC#: , 8-69640

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
222 South 1st Street, Suite 600, Louisville, KY 40202
Mailing Address
222 South 1st Street, Suite 600, Louisville, KY 40202
Phone number
(877) 575-2742
Established
Delaware since 05/05/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RETIREONE, INC.OWNER
GILMAN, ROBERT CRAIGFINOP, PFO1738412
GRAY, LEVEN RAINEYCHIEF COMPLIANCE OFFICER707493
MERCIER, EDWARD JAMESCHIEF EXECUTIVE OFFICER1370339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923Louisville, KY 40202

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