Brian J. Lindberg

FITZWILLIAMS WEALTH MANAGEMENT

Chesapeake, VA 23320

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CRD#: 7060911

Professional summary

Brian Joseph Lindberg is a registered financial advisor currently at FITZWILLIAMS WEALTH MANAGEMENT INC. located in Chesapeake, Virginia.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Brian has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fitzwilliams Financial Inc; Investment related: Yes; 860 Greenbrier Circle, Suite 101, Chesapeake, VA 23320; Insurance Sales and Services; Start Date: 01/2017; Approx 10 hrs/month, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Lindberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2021 - Present

FITZWILLIAMS WEALTH MANAGEMENT INC.

Office #1: 860 Greenbrier Circle Suite 101, Chesapeake, VA 23320Office #2: 2100 Ponce De Leon Ph-5, Coral Gables, FL 33134

RIA

CRD#: 312192

Chesapeake, VA

Past

January 11, 2019 - April 27, 2021

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

CHESAPEAKE, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/29/2022)

IAR

Louisiana
(1/9/2025)

IAR

North Carolina
(11/23/2022)

IAR

Pennsylvania
(5/9/2024)

IAR

Texas
(9/7/2021)

IAR

Virginia
(6/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2018

Uniform Investment Adviser Law Examination

Current Firm

FITZWILLIAMS WEALTH MANAGEMENT INC.

FITZWILLIAMS WEALTH MANAGEMENT | FITZWILLIAMS WEALTH MANAGEMENT INC.

CRD#: 312192 / SEC#:

Florida

Registered Investment Advisory firm - (7/29/2022 Approved)

Louisiana

Registered Investment Advisory firm - (1/9/2025 Approved)

North Carolina

Registered Investment Advisory firm - (4/4/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/8/2024 Approved)

Texas

Registered Investment Advisory firm - (9/7/2021 Approved)

Virginia

Registered Investment Advisory firm - (6/1/2021 Approved)

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Contact information

Main Address

860 Greenbrier Circle Suite 101, Chesapeake, VA 23320

Mailing Address

Phone number

(757) 961-0700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	428
AUM (Assets Under Management)	$ 113,868,484

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian J. Lindberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Lindberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

FITZWILLIAMS WEALTH MANAGEMENT INC.

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2018

Current Firm

FITZWILLIAMS WEALTH MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FITZWILLIAMS WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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