EL
Elizabeth Larson
PROSPERITY CAPITAL ADVISORS
Rochester, MI 48307
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CRD#: 7060847
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Professional summary
Elizabeth Larson, who also goes by Elizabeth Bogert, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Rochester, Michigan.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Elizabeth has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth Bogert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/15/2023 - Special Needs Advanced Planning - Investment Related - At Reported Business Location(s) - DBA for Advisory Business - Start Date - 09/03/2019 - 160 Hours Per Month/160 Hours During Securities Trading 2. Ms. Larson is a licensed insurance agent. In this capacity, she may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, she may receive other compensation such as fixed life trails. Ms. Larson spends approx. 10 hrs/week during trading hours on this activity. 3. Ms. Larson is a mentor for C2P Enterprises. In this role Ms. Larson mentors other advisors on their advisory business and best practices for running an advisory office. Ms. Larson spends approximately 2-3 hours per month during trading hours on this activity and is compensated on a per call basis. 4. Ms. Larson is a board member and secretary for Gigi's Playhouse. Ms. Larson spends approximately five hours per month on this activity during non-trading hours. This activity is not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Larson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2023 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 345 Diversion St., Suite 110, Rochester, MI 48307RIA
CRD#: 156480
Rochester, MI
Past
April 11, 2019 - June 26, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
ROCHESTER, MI
Past
March 15, 2019 - June 26, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
ROCHESTER, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(6/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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Company Information
PROSPERITY CAPITAL ADVISORS
CRD#: 156480Rochester, MI 48307TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
