Thomas Klein

CHANGE WEALTH ADVISORS

Port Orchard, WA

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CRD#: 7060825

Professional summary

Thomas Klein is a registered financial advisor currently at CHANGE WEALTH ADVISORS located in Port Orchard, Washington.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Thomas has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thomas Klein is a Certified Flight Instructor. His responsibilities include teach private pilot students how to fly and prepare them for their PPL exam. Location of the business: 800 W Perimeter Rd Renton WA 98057. Start date with business: 2024-05-15; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 60; Percentage of total yearly compensation expected to be derived from the business: 75;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Klein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2024 - Present

CHANGE WEALTH ADVISORS

RIA

CRD#: 330182

Port Orchard, WA

Past

January 7, 2019 - May 17, 2024

PRIVATE CLIENT WEALTH ADVISORS, LLC

RIA

CRD#: 172613

Anchorage, AK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(5/3/2024)

IAR

Washington
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/2018

Uniform Investment Adviser Law Examination

Current Firm

CHANGE WEALTH ADVISORS

CHANGE WEALTH ADVISORS | CHANGE WEALTH ADVISORS, LLC

CRD#: 330182 / SEC#:

Alaska

Registered Investment Advisory firm - (5/1/2024 Approved)

Hawaii

Registered Investment Advisory firm - (5/28/2025 Approved)

Nevada

Registered Investment Advisory firm - (5/10/2024 Approved)

Texas

Registered Investment Advisory firm - (5/3/2024 Conditional Restricted)

Washington

Registered Investment Advisory firm - (3/31/2025 Approved)

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Contact information

Main Address

Anchorage, AK

Mailing Address

Phone number

(907) 202-2105

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	341
AUM (Assets Under Management)	$ 46,292,801

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas Klein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Klein's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHANGE WEALTH ADVISORS

PRIVATE CLIENT WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/2018

Current Firm

CHANGE WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHANGE WEALTH ADVISORS

TRUST BUT VERIFY

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