EF
Erven J. Frericks
VESTECH ASSET MANAGEMENT
Saint Charles, MO
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CRD#: 706056
EF
Professional summary
Erven Joseph Frericks JR, CFP®, who also goes by E J Frericks, is a registered financial advisor currently at VESTECH ASSET MANAGEMENT INC. located in Saint Charles, Missouri and VESTECH SECURITIES, INC. located in St. Louis, Missouri.
Erven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Erven has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
E J Frericks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Premier Casino Party Investment-related: No Address of business: 18 Freedom Way, St. Charles MO 63303 Nature of business: Casino parties for charity events. Position, title, relationship with business: 21 Dealer Start date of relationship: 01/1995 Approximate hours/month: 3 Hours during trading hours: 0 Duties: help people have a great time Name of the other business: Heartland Payment Systems Investment-related: No Address of business: 2001 Aerospace Parkway, Brool Park, OH, 44142 Nature of business: Credit card processing services Position, title, relationship with business: Referral source Start date of relationship: 01/2018 Approximate hours/month: 1 Hours during trading hours: 0 Duties: help business owners credit card processing services Name of the other business: Insurance agent Investment-related: No Address of business: 18 Freedom Way, St. Charles MO 63303 Nature of business: Insurance sales Position, title, relationship with business: Insurance agent Start date of relationship: 12/1979 Approximate hours/month: 2 Hours during trading hours: 0 Duties: Provide Life, Health Insurance, Fixed and Equity Indexed Annuities and Long Term Care coverage. Name of the other business: Vestech Securities, Inc. Investment-related: Yes Address of the other business: 11477 Olde Cabin Road, Suite 310, Saint Louis, MO, 63141 Nature of the other business: Broker Dealer Position; title, or relationship with the other business: Financial Representative Start date of your relationship: 04/2020 Approximate number of hours/month you devote to the other business: 160 Number of hours you devote to the other business during securities trading hours: 160 Briefly describe your duties relating to the other business: Financial representative helping clients achieve their financial goals
CRS (Client Relationship Summary) - RIA
Click below to view Erven Joseph Frericks JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 22, 2021 - Present
VESTECH ASSET MANAGEMENT INC.
RIA
CRD#: 285685
Saint Charles, MO
Current
April 16, 2020 - Present
VESTECH SECURITIES, INC.
Office #1: 11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141BD
CRD#: 41409
St. Louis, MO
Past
November 9, 2005 - May 29, 2018
OSAIC WEALTH, INC.
RIA
CRD#: 23131
CHESTERFIELD, MO
Past
February 3, 1997 - May 29, 2018
OSAIC WEALTH, INC.
BD
CRD#: 23131
CHESTERFIELD, MO
Past
October 31, 1995 - November 19, 2003
PINES FINANCIAL GROUP, INC.
RIA
CRD#: 108446
ST. LOUIS, MO
Past
January 26, 1990 - January 31, 1997
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
August 31, 1987 - January 30, 1990
AMERICAN CAPITAL EQUITIES, INC.
BD
CRD#: 13272
Past
June 24, 1985 - September 15, 1987
FFP SECURITIES, INC.
BD
CRD#: 16337
Past
May 28, 1980 - May 23, 1986
FIRST AFFILIATED SECURITIES, INC.
BD
CRD#: 6871
Past
March 21, 1980 - June 30, 1980
FSC SECURITIES CORPORATION
BD
CRD#: 7461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/17/2020)
RR
Illinois(4/23/2020)
RR
Missouri(5/13/2020)
IAR
Missouri(6/22/2021)
RR
Tennessee(7/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VESTECH ASSET MANAGEMENT INC.
MAENDEL WEALTH | VESTECH ASSET MANAGEMENT INC. | ROYAL CROWN WEALTH MANAGEMENT | MEYER FINANCIAL GROUP
CRD#: 285685 / SEC#:
Connecticut
Registered Investment Advisory firm - (8/8/2017 Approved)Illinois
Registered Investment Advisory firm - (6/18/2020 Approved)Kansas
Registered Investment Advisory firm - (6/9/2017 Approved)Michigan
Registered Investment Advisory firm - (12/2/2016 Approved)Missouri
Registered Investment Advisory firm - (6/8/2017 Approved)North Carolina
Registered Investment Advisory firm - (9/21/2017 Approved)Pennsylvania
Registered Investment Advisory firm - (9/21/2018 Approved)Texas
Registered Investment Advisory firm - (12/3/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141
Mailing Address
Phone number
(314) 828-2111
Established
Firm type
Fiscal year end
# of Employees
14
Regulatory assets under management
| Total Number of Accounts | 270 |
| AUM (Assets Under Management) | $ 100,032,281 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
