Michael K. Frost
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael K. Frost, who also goes by Michael K Frost, Michael Kenneth Frost, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2019. Michael had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2019 - December 31, 2022
MACH-1 FINANCIAL GROUP, LLC
January 8, 2019 - December 26, 2019
COPPELL ADVISORY SOLUTIONS LLC
Primary Firm SEC Registration
MACH-1 FINANCIAL GROUP, LLC
CRD#: 298195 / SEC#: 801-118093
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
MACH-1 FINANCIAL GROUP, LLC
CRD#: 298195 / SEC#: 801-118093
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,719 |
| AUM (Assets Under Management) | $ 416,888,563 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
