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R. Scott Thompson

PIVOTPOINT ADVISORS
Las Vegas, NV
Some features on this profile are disabled
CRD#: 7060537
RT

Professional summary

R. Scott Thompson is a registered financial advisor currently at PIVOTPOINT ADVISORS, LLC located in Las Vegas, Nevada.

R. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. R. Scott has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Brokerage, registered in Nevada and California (PivotPoint Insurance Solutions) Medicare Advantage and Supplement plans, life insurance (mostly Final Expense, dental insurance, vision insurance, cancer insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view R. Scott Thompson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2024 - Present

PIVOTPOINT ADVISORS, LLC

RIA
CRD#: 310287
Las Vegas, NV
Past

October 14, 2020 - December 31, 2023

PIVOTPOINT ADVISORS, LLC

RIA
CRD#: 310287
LAS VEGAS, NV
Past

February 12, 2019 - August 6, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
LAS VEGAS, NV
Past

January 22, 2019 - August 6, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
LAS VEGAS, NV
Past

January 7, 2019 - January 7, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nevada
(4/22/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/15/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/17/2018
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/12/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/15/2018
Securities Industry Essentials Examination

Current Firm

PA
PIVOTPOINT ADVISORS, LLC
PIVOTPOINT ADVISORS, LLC

CRD#: 310287 / SEC#:

Nevada
Registered Investment Advisory firm - (4/22/2024 Approved)
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Contact information

Main Address
Las Vegas, NV
Mailing Address
Phone number
(702) 900-6972
Established
Firm type
Fiscal year end
# of Employees
0

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts11
AUM (Assets Under Management)$ 732,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PIVOTPOINT ADVISORS, LLC

CRD#: 310287Las Vegas, NV

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