RG
Rodney D. Gillespie
EAGLE STRATEGIES LLC
TAZEWELL, VA 24651
Some features on this profile are disabled
CRD#: 7060492
RG
Professional summary
Rodney Dewitt Gillespie Jr, who also goes by Rodney Dewitt Gillepsie Jr., Rod D Gillespie Jr, Rod Gillespie, Rodney Dewitt Gillespie, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Tazewell, Virginia and NYLIFE SECURITIES LLC located in Tazewell, Virginia.
Rodney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Rodney has worked at 3 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rodney Dewitt Gillepsie Jr. | Rod D Gillespie Jr | Rod Gillespie | Rodney Dewitt Gillespie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS and through Premier Life Strategies, Inc. ; 620 Quail Drive, Bluefield, VA 24605; Start Date 11/2023; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Westminster Presbyterian Church, EPC; Our mission is to grow faithful, fruitful followers of Jesus Christ.; 2005 Washington St, Bluefield, WV, 24701; Start Date 09/2023; Role/Title: Officer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Elkhorn Retreat; We are going to begin renting our "cabin in the woods" to pastors and their families as a low-cost vacation option for them to utilize. This will include weekly rentals and Saturdays for one-day retreats for church groups.; 3805 Elk Horn Road, Woodlawn, VA 24381; Start Date 10/2023; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours; I mow the property, clean the house, and otherwise maintain the property, as needed.] [OPERATING UNDER THE DBA NAME OF SOLID ROCK FINANCIAL PARTNERS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (TAZEWELL, VA); START DATE: 09/2025] [Southwest Virginia Community College; I have been named as Chairman of the Board for Southwest Community College. With my previous background in education, my role is in an advisory capacity on curriculum and student services.; 635 Community College Road, Cedar Bluff, VA 24609; Start Date 10/2023; Role/Title: Officer; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours; I am Chairman of the board that advises the President of the college on curriculum and student services.]
CRS (Client Relationship Summary) - RIA
Click below to view Rodney Dewitt Gillespie Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2025 - Present
EAGLE STRATEGIES LLC
Office #1: 147 Main Street, Tazewell, VA 24651RIA
CRD#: 110826
TAZEWELL, VA
Current
June 16, 2020 - Present
NYLIFE SECURITIES LLC
Office #1: 147 Main Street, Tazewell, VA 24651BD
CRD#: 5167
TAZEWELL, VA
Past
May 7, 2019 - May 28, 2020
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
NORTH CHESTERFIELD, VA
Past
March 12, 2019 - May 28, 2020
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
NORTH CHESTERFIELD, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Montana(12/23/2024)
RR
North Carolina(8/13/2020)
RR
Virginia(6/16/2020)
IAR
Virginia(7/10/2025)
RR
West Virginia(8/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/12/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
