Daniela V. Freling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniela Valentinova Freling, who also goes by Daniela Freling, Daniela Valentinova Grigorova, was a registered financial professional .
Daniela is a previously registered financial professional and started their career in finance in 2019. Daniela had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2019 - March 2, 2020
FIRST COMMAND ADVISORY SERVICES
October 30, 2019 - March 2, 2020
FIRST COMMAND BROKERAGE SERVICES, INC.
August 16, 2019 - November 4, 2019
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2019 - November 4, 2019
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 7/1/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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