DL
David J. Lincoln
MONECO ADVISORS
Fairfield, CT 06824
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CRD#: 706040
DL
Professional summary
David James Lincoln, CFP®, ChFC®, CLU® is a registered financial advisor currently at MONECO ADVISORS located in Fairfield, Connecticut and LPL FINANCIAL LLC located in Fairfield, Connecticut.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
What are your service offerings?
Investment Planning
Insurance Planning
Retirement Planning
Tax Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/2/2007 - DAVID J LINCOLN LLC (TAX USE ONLY) - AT REPORTED BUSINESS LOCATION(S) - OTHER-FOR ACCOUNTING PURPOSES ONLY. 2. 7/19/2013: MONECO ADVISORS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - 1% OF TIME SPENT - RIA PREPARES FINANCIAL PLANS FOR A FIXED FEE. 3. 12/3/2013: MONECO ADVISORS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 4. 9/30/2014: MONECO ADVISORS, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 07/22/2014 - 160 HOURS PER MONTH/8 HOURS DURING SECURITIES - SERVE AS AN INVESTMENT ADVISOR REPRESENTATIVE UNDER THE NAME MONECO ADVISORS LLC. ACTIVITIES MAY INCLUDE FINANCIAL PLANNING, RENDERING INVESTMENT ADVICE FOR A FEE, RETIREMENT PLAN COUNSELING, OR OTHER RELATED FINANCIAL CONSULTING. 5. 07/27/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 10/01/1987 - 5 Hours Per Month/5 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view David James Lincoln's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1981
Experience
Current
August 22, 2014 - Present
MONECO ADVISORS
Office #1: 2150 Post Road, Suite 201, Fairfield, CT 06824RIA
CRD#: 171922
Fairfield, CT
Current
December 16, 1989 - Present
LPL FINANCIAL LLC
Office #1: 2150 Post Rd, Ste 201, Fairfield, CT 06824RIA
BD
CRD#: 6413
Fairfield, CT
Past
January 26, 2018 - October 8, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
FAIRFIELD, CT
Past
December 14, 2006 - August 11, 2014
MONECO
RIA
CRD#: 112873
FAIRFIELD, CT
Past
November 6, 1991 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
FAIRFIELD, CT
Past
September 27, 1988 - December 31, 2006
LINCOLN & ROCCO FINANCIAL PLANNERS INC
RIA
CRD#: 126336
FAIRFIELD, CT
Past
October 30, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
BD
CRD#: 524
Past
March 21, 1980 - September 8, 1987
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
February 20, 1976 - May 15, 1980
VP DISTRIBUTORS LLC
BD
CRD#: 3036
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/14/2008)
RR
Colorado(2/5/2020)
RR
Connecticut(12/16/1989)
IAR
Connecticut(8/22/2014)
RR
Delaware(10/24/2011)
RR
District of Columbia(7/16/2018)
RR
Florida(2/1/1990)
RR
Georgia(7/30/2019)
RR
Maine(12/11/1997)
RR
Maryland(2/24/2021)
RR
Massachusetts(12/16/1989)
RR
Missouri(4/25/2013)
RR
New Jersey(12/16/1989)
RR
New York(12/16/1989)
RR
North Carolina(7/1/1997)
RR
Pennsylvania(4/20/2000)
RR
South Carolina(11/3/2021)
RR
Texas(1/27/2018)
RR
Virginia(2/25/2025)
RR
Washington(8/13/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/21/1976
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
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Contact information
Main Address
2150 Post Road, Suite 201, Fairfield, CT 06824
Mailing Address
Phone number
(203) 319-3550
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,130 |
| AUM (Assets Under Management) | $ 1,915,081,746 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
