David James Lincoln
CFP®, ChFC®, CLU®Professional Summary
David James Lincoln, CFP®, ChFC®, CLU® is a registered financial advisor currently at MONECO ADVISORS located in Fairfield, Connecticut and LPL FINANCIAL LLC located in Fairfield, Connecticut. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Planning
- Insurance Planning
- Retirement Planning
- Tax Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
50 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO GLASTONBURY | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHENSTEIN FINANCIAL | CFO CAPITAL MANAGEMENT
Contact Information
Main Address
2150 Post Road, Suite 201, Fairfield, CT 06824Phone Number
(203) 319-3550# of Employees
66SEC notice filing (36 States and Territories)
Registered to provide investment advisory services in 36 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
6,443AUM (Assets Under Management)
$2,279,903,376Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO GLASTONBURY | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHENSTEIN FINANCIAL | CFO CAPITAL MANAGEMENT
State Registrations and Notice Filings
(5/14/2008)
(2/5/2020)
(12/16/1989)
(8/22/2014)
(10/24/2011)
(7/16/2018)
(2/1/1990)
(7/30/2019)
(8/12/2026)
(12/11/1997)
(2/24/2021)
(12/16/1989)
(4/25/2013)
(12/16/1989)
(12/16/1989)
(7/1/1997)
(4/20/2000)
(11/3/2021)
(1/27/2018)
(2/25/2025)
(8/13/2007)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Feb 1976SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view David James Lincoln's CRS (Customer Relationship Summary).
Services Offered by David
- Investment Planning
- Insurance Planning
- Retirement Planning
- Tax Planning
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