Arvind Menon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arvind Menon was a registered financial professional .
Arvind is a previously registered financial professional and started their career in finance in 2019. Arvind had worked at 1 firm and has passed the SIE and Series 57TO exams.
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Aliases
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2019 - January 13, 2020
AMS DERIVATIVES B.V.
January 15, 2019 - January 30, 2019
AMS DERIVATIVES B.V.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/15/2019
Securities Trader ExamCurrent Firm
AMS DERIVATIVES B.V.
CRD#: 286507 / SEC#: , 8-69890
Contact information
Documents
Direct owners and executive officers
Red Flags
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