Mark Lobosco
Professional summary
Mark Lobosco, who also goes by Mark Daniel Lobosco, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in New York, New York and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Mark has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Lobosco's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
July 10, 2026 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111June 3, 2025 - July 2, 2026
RBC CAPITAL MARKETS, LLC
June 3, 2025 - July 2, 2026
RBC CAPITAL MARKETS, LLC
March 31, 2025 - May 9, 2025
STRATEGIC ADVISERS LLC
September 22, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 14, 2023 - May 9, 2025
FIDELITY BROKERAGE SERVICES LLC
March 22, 2022 - December 8, 2022
DIMENSIONAL FUND ADVISORS LP
March 22, 2022 - December 8, 2022
DFA SECURITIES LLC
September 11, 2021 - March 15, 2022
HARRISDIRECT LLC
April 1, 2020 - March 15, 2022
E*TRADE SECURITIES LLC
September 11, 2019 - March 16, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2026)
(7/10/2026)
(7/10/2026)
Exams
Series 7TO
Date: 9/11/2019
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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