DL
David B. Levinson
CHICAGO CAPITAL MANAGEMENT ADVISORS
NEWPORT BEACH, CA
Some features on this profile are disabled
CRD#: 705929
DL
Professional summary
David Bernard Levinson is a registered financial advisor currently at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC located in Newport Beach, California and AMERICAN TRUST INVESTMENT SERVICES, INC. located in Lisle, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. David has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED ANNUITIES & LIFE INSURANCE; INVESTMENT RELATED; FIXED ANNUITIES & LIFE INSURANCE SALES; 1989; 5 HRS/MO DURING SECURITIES TRADING HRS; SALES NEWPORT GLOBAL REAL ESTATE ADVISORS, LLC. POSITION: Financial Advisor NATURE: I may receive a finders fee for introducing a client to a real estate broker or principal in the purchase of commercial real estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2013 ADDRESS: 3000 Park Newport, Unit 105, Newport Beach CA 92660, United States DESCRIPTION: I may receive a finders fee for introducing a client to a real estate broker or principal in the purchase of commercial real estate.
CRS (Client Relationship Summary) - RIA
Click below to view David Bernard Levinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2020 - Present
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
RIA
CRD#: 123483
NEWPORT BEACH, CA
Current
April 24, 2020 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 4722 Main Street, Lisle, IL 60532BD
CRD#: 3001
Lisle, IL
Past
March 27, 2019 - April 28, 2020
WESTPARK CAPITAL, INC.
RIA
CRD#: 39914
Newport Beach, CA
Past
July 14, 2016 - April 28, 2020
WESTPARK CAPITAL, INC.
BD
CRD#: 39914
Newport Beach, CA
Past
January 9, 2008 - July 20, 2016
NEWPORT COAST SECURITIES, INC.
RIA
CRD#: 16944
IRVINE, CA
Past
December 19, 2007 - July 20, 2016
NEWPORT COAST SECURITIES, INC.
BD
CRD#: 16944
IRVINE, CA
Past
August 9, 2007 - January 15, 2008
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
NEWPORT BEACH, CA
Past
July 18, 2007 - January 15, 2008
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEWPORT BEACH, CA
Past
June 27, 2007 - July 16, 2007
WEDBUSH SECURITIES INC.
RIA
CRD#: 877
PASADENA, CA
Past
June 27, 2007 - July 16, 2007
WEDBUSH SECURITIES INC.
BD
CRD#: 877
PASADENA, CA
Past
May 4, 2006 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
RIA
CRD#: 14667
NEWPORT BEACH, CA
Past
October 12, 1994 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
NEWPORT BEACH, CA
Past
March 1, 1991 - February 10, 1995
SOUTHERN CALIFORNIA SECURITIES, INC.
BD
CRD#: 26503
LOS ANGELES, CA
Past
November 19, 1989 - March 25, 1991
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 3, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
July 5, 1988 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
BD
CRD#: 6566
Past
May 9, 1983 - July 23, 1988
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
BD
CRD#: 595
Past
February 3, 1983 - May 23, 1983
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Past
March 20, 1980 - January 10, 1983
MUNICICORP OF CALIFORNIA
BD
CRD#: 7184
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/17/2023)
RR
Alaska(4/22/2021)
RR
Arizona(5/21/2020)
RR
California(4/24/2020)
IAR
California(7/23/2020)
RR
Colorado(10/22/2020)
IAR
Colorado(11/18/2020)
RR
Connecticut(9/23/2020)
RR
District of Columbia(7/6/2021)
RR
Florida(7/7/2020)
RR
Georgia(12/21/2020)
RR
Hawaii(10/12/2020)
RR
Idaho(1/17/2021)
RR
Illinois(4/24/2020)
RR
Indiana(8/23/2021)
RR
Iowa(7/29/2020)
RR
Kansas(9/10/2021)
RR
Kentucky(5/26/2020)
RR
Louisiana(8/12/2021)
RR
Maine(10/7/2021)
RR
Maryland(9/23/2020)
RR
Massachusetts(9/14/2020)
RR
Michigan(1/25/2021)
RR
Minnesota(11/10/2020)
RR
Montana(7/13/2020)
RR
Nebraska(5/16/2023)
RR
Nevada(9/14/2020)
RR
New Hampshire(9/23/2020)
RR
New Jersey(5/26/2020)
RR
New Mexico(8/23/2021)
RR
New York(1/22/2021)
RR
North Carolina(6/25/2020)
RR
Ohio(6/15/2020)
RR
Oregon(11/12/2020)
RR
Pennsylvania(6/15/2020)
RR
Rhode Island(7/29/2020)
RR
South Carolina(9/7/2021)
RR
Tennessee(8/16/2021)
RR
Texas(5/21/2020)
RR
Utah(8/31/2020)
RR
Virginia(5/7/2020)
RR
Washington(10/12/2020)
RR
Wisconsin(9/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4722 Main Street, Lisle, IL 60532
Mailing Address
Phone number
(630) 241-1122
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 560 |
| AUM (Assets Under Management) | $ 122,346,642 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
