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BV

Bryan Vazquez

SECURITIZE MARKETS
Canyon Lake, TX
Some features on this profile are disabled
CRD#: 7059261
BV

Professional summary

Bryan Vazquez is a registered financial professional currently at SECURITIZE MARKETS, LLC located in Canyon Lake, Texas.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 2021. Bryan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Vazquez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 12, 2023 - Present

SECURITIZE MARKETS, LLC

BD
CRD#: 283256
Canyon Lake, TX
Past

January 3, 2022 - April 3, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
AUSTIN, TX
Past

September 16, 2021 - April 3, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(4/12/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/29/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/15/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/22/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SM
SECURITIZE MARKETS, LLC
DISTRIBUTED TECHNOLOGY MARKETS LLC | SECURITIZE MARKETS, LLC | ORCHARD PLATFORM MARKETS, LLC

CRD#: 283256 / SEC#: , 8-69743

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
78 Sw 7th Street Suite 500, Miami, FL 33130
Mailing Address
78 Sw 7th Street Suite 500, Miami, FL 33130
Phone number
(646) 918-5012
Established
Delaware since 12/10/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SECURITIZE, INC.OWNER
NIKOLSON, JOSEPHCEO, CCO2831577
SILVESTRO, MICHELE ANNFINOP/PFO6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SECURITIZE MARKETS, LLC

CRD#: 283256Canyon Lake, TX

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