Donald G. O'neal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Gene O'neal, CFP®, who also goes by Donald Gene Oneal, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1980. Donald had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2002
Experience
March 5, 2020 - December 16, 2025
WAYFINDING FINANCIAL, LLC
April 12, 2013 - March 18, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 12, 2013 - March 18, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 17, 1991 - April 15, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 21, 1986 - April 15, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 1983 - March 10, 1986
PRUDENTIAL EQUITY GROUP, LLC
March 18, 1980 - September 8, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WAYFINDING FINANCIAL, LLC
CRD#: 306208 / SEC#: 801-118057
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/25/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WAYFINDING FINANCIAL, LLC
CRD#: 306208 / SEC#: 801-118057
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 900 |
| AUM (Assets Under Management) | $ 314,726,561 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
