Russell L. Dorn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Lawrence Dorn, who also goes by Larry Dorn, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1968. Russell had worked at 2 firms and has passed the Series 52TO, Series 7TO, Series 99TO, SIE, Series 1, Series 27, Series 24, Series 14 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 1971 - December 31, 2023
DORN & CO., INC.
May 8, 1968 - January 22, 1971
OLSON SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 7/7/1964
Registered Representative ExaminationSeries 00
Date: 6/27/1968
General Securities Principal ExaminationCurrent Firm
DORN & CO., INC.
CRD#: 2950 / SEC#: , 8-8707
Contact information
FINRA licenses (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 55,265,612 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
