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LM

Lauren S. Mccorquodale

PEACHCAP SECURITIES
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 7058677
LM

Professional summary

Lauren Sydney Mccorquodale, who also goes by Lauren Mccorquodale, is a registered financial professional currently at PEACHCAP SECURITIES, INC. located in Atlanta, Georgia.

Lauren is registered as a RR (Registered Representative) and started their career in finance in 2023. Lauren has worked at 1 firm and has passed the SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lauren Mccorquodale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lauren Sydney Mccorquodale's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 3, 2023 - Present

PEACHCAP SECURITIES, INC.

Office #1: 550 Pharr Rd, Suite 700, Atlanta, GA 30305
BD
CRD#: 25590
Atlanta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 7/23/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/3/2023
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PEACHCAP SECURITIES, INC.
PEACHCAP | PEACHTREE CAPITAL CORPORATION INC. | PEACHTREE CAPITAL CORPORATION | PEACHCAP SECURITIES, INC.

CRD#: 25590 / SEC#: , 8-41855

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
550 Pharr Rd, Suite 1830, Atlanta, GA 30305
Mailing Address
550 Pharr Rd, Suite 700, Atlanta, GA 30305
Phone number
(404) 220-8958
Established
Georgia since 08/21/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
PEACHCAP INCORPORATEDOWNER
BURNETTE, ERIC STEVENCEO, PRESIDENT & CHIEF COMPLIANCE OFFICER5747786
GREGG, JOSHUA WOODCHIEF FINANCIAL OFFICER & FINOP, PFO/POO6503802

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEACHCAP SECURITIES, INC.

CRD#: 25590Atlanta, GA 30305

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