AF
Aimee Flatley
CITIZENS SECURITIES
Butler, PA 16001
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CRD#: 7058025
AF
Professional summary
Aimee Flatley, who also goes by Aimee Covel, Aimee Covell, Aimee E Covel, Aimee Eileen Covel, Aimee E Flatley, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Butler, Pennsylvania.
Aimee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Aimee has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aimee Covel | Aimee Covell | Aimee E Covel | Aimee Eileen Covel | Aimee E Flatley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/22/2020 - No Business Name - Not Investment Related - Other-Notary PA - Started 09/12/2017 - 0 Hours Per Month - Notary Public of Pennsylvania - Commission Expires 9/12/2021 - No longer providing these services.
CRS (Client Relationship Summary) - RIA
Click below to view Aimee Flatley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Aimee Flatley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 301 North Main Street, Butler, PA 16001Office #2: 400 Adam Shoppes, Mars, PA 16046Office #3: 105 West Culvert Street Suite 100, Zelienople, PA 16063Office #4: 20111 Route 19 Cranberry Mall, Mars, PA 16046RIA
BD
CRD#: 39550
Butler, PA
Current
May 31, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 301 North Main Street, Butler, PA 16001Office #2: 400 Adam Shoppes, Mars, PA 16046Office #3: 105 West Culvert Street Suite 100, Zelienople, PA 16063Office #4: 20111 Route 19 Cranberry Mall, Mars, PA 16046RIA
BD
CRD#: 39550
Butler, PA
Past
August 17, 2021 - May 29, 2024
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
SEWICKLEY, PA
Past
August 17, 2021 - May 29, 2024
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
SEWICKLEY, PA
Past
February 25, 2020 - February 18, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
PITTSBURGH, PA
Past
January 13, 2020 - February 18, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
PITTSBURGH, PA
Past
April 29, 2019 - January 14, 2020
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
BEAVER, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2025)
IAR
California(1/3/2025)
RR
Maryland(8/19/2025)
IAR
Maryland(8/20/2025)
RR
Pennsylvania(5/31/2024)
IAR
Pennsylvania(5/31/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/11/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 4/29/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
CRD#: 39550Butler, PA 16001TRUST BUT VERIFY
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