Aimee Flatley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aimee Flatley, who also goes by Aimee Covel, Aimee Covell, Aimee E Covel, Aimee Eileen Covel, Aimee E Flatley, was a registered financial professional .
Aimee is a previously registered financial professional and started their career in finance in 2019. Aimee had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2024 - March 25, 2026
CITIZENS SECURITIES, INC.
May 31, 2024 - March 25, 2026
CITIZENS SECURITIES, INC.
August 17, 2021 - May 29, 2024
KEY INVESTMENT SERVICES LLC
August 17, 2021 - May 29, 2024
KEY INVESTMENT SERVICES LLC
February 25, 2020 - February 18, 2021
LPL FINANCIAL LLC
January 13, 2020 - February 18, 2021
LPL FINANCIAL LLC
April 29, 2019 - January 14, 2020
THE HUNTINGTON INVESTMENT COMPANY
Primary Firm SEC Registration
CITIZENS SECURITIES, INC.
CRD#: 39550 / SEC#: 801-61902, 8-48744
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/11/2021
General Securities Representative ExaminationSeries 6TO
Date: 4/29/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CITIZENS SECURITIES, INC.
CRD#: 39550 / SEC#: 801-61902, 8-48744
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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