Thomas M. Sjoberg

TWIN CITIES RETIREMENT GROUP

Plymouth, MN 55446

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CRD#: 7057989

Professional summary

Thomas Michael Sjoberg is a registered financial advisor currently at TWIN CITIES RETIREMENT GROUP located in Plymouth, Minnesota.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Thomas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Sjoberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2019 - Present

TWIN CITIES RETIREMENT GROUP

Office #1: 15600 36th Ave N Suite 240, Plymouth, MN 55446

RIA

CRD#: 154974

Plymouth, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/11/2019)

IAR

Texas
(2/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2018

Uniform Investment Adviser Law Examination

Current Firm

TWIN CITIES RETIREMENT GROUP

CRD#: 154974 / SEC#: 801-135555

Louisiana

Registered Investment Advisory firm - (10/7/2025 Terminated)

Minnesota

Registered Investment Advisory firm - (10/21/2010 Approved)

Texas

Registered Investment Advisory firm - (2/26/2025 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (2/17/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

15600 36th Ave N Suite 240, Plymouth, MN 55446

Mailing Address

Phone number

(952) 600-7550

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A & 2B SEC (2/11/2026)

ADV2A AND 2B (2/2/2026)

ADV 2B THOMAS SJOBERG (2/2/2026)

Regulatory assets under management

Total Number of Accounts	216
AUM (Assets Under Management)	$ 134,894,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. Sjoberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Sjoberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWIN CITIES RETIREMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2018

Current Firm

TWIN CITIES RETIREMENT GROUP

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TWIN CITIES RETIREMENT GROUP

TRUST BUT VERIFY

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