John R. Feroldi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Raymond Feroldi was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2019. John had worked at 6 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2021 - December 31, 2024
ABRAHAM FINANCIAL ADVISORS LLC
November 10, 2020 - December 31, 2020
ABRAHAM FINANCIAL ADVISORS LLC
February 7, 2020 - April 22, 2020
KALOS MANAGEMENT
February 7, 2020 - February 26, 2020
KALOS CAPITAL, INC.
August 26, 2019 - September 25, 2019
PRUCO SECURITIES, LLC.
July 9, 2019 - September 25, 2019
PRUCO SECURITIES, LLC.
March 22, 2019 - May 8, 2019
FIRST COMMAND ADVISORY SERVICES
January 21, 2019 - May 8, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/21/2019
General Securities Representative ExaminationCurrent Firm
ABRAHAM FINANCIAL ADVISORS LLC
CRD#: 309707 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 8,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
