Barton B. Switzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barton Basel Switzer was a registered financial professional .
Barton is a previously registered financial professional and started their career in finance in 1980. Barton had worked at 4 firms and has passed the Series 65, Series 7, Series 1, Series 27, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 1987 - July 30, 1999
EQUITY PROGRAMS CORPORATION
November 4, 1985 - January 12, 1987
TRADEMARK INVESTMENT SERVICES, INC.
March 22, 1984 - August 26, 1985
CAL-MEYER SECURITIES, INC.
March 18, 1980 - March 27, 1984
CAPITAL GROWTH RESOURCES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/4/1980
Registered Representative ExaminationCurrent Firm
EQUITY PROGRAMS CORPORATION
CRD#: 6100 / SEC#: , 8-16771
Contact information
Documents
Red Flags
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