Lori A. Heise

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CRD#: 7056916

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lori Ann Heise, who also goes by Lori Ann Gansmann, Lori Ann Lipsitz, Lori Ann Mahler, was a registered financial professional .

Lori is a previously registered financial professional and started their career in finance in 2019. Lori had worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Lori Ann Gansmann | Lori Ann Lipsitz | Lori Ann Mahler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) HEISE ADVISORY GROUP; YES INVESTMENT RELATED; 12444 POWERSCOURT DR, SUITE 235, ST. LOUIS, MO 63131; YES INVESTMENT RELATED; INSURANCE SALES; OWNER; START DATE 03/2007; APPROX 140 HRS/MONTH; APPROX 140 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES (2.) KLH MARKETING; NOT INVESTMENT RELATED; 12444 POWERSCOURT DR, SUITE 235, ST. LOUIS, MO 63131; MARKETING COMPANY; PRESIDENT / OWNER; START DATE 11/2015; APPROX 20 HRS/MONTH; APPROX 20 HRS/MONTH DURING TRADING; PROVIDES MARKETING. 2.) HEISE ADVISORY GROUP; NOT INVESTMENT RELATED; 12444 POWERSCOURT DR. SUITE 235, ST. LOUIS, MO 63131; AUTHOR; START DATE: 3/19/2007; APPROX 00 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING HOURS. BOOK SALES AND DISTRIBUTION.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 1, 2023 - December 31, 2023

FYRA CAPITAL MANAGEMENT

RIA

CRD#: 315100

ST. CHARLES, MO

Past

January 7, 2019 - May 8, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FYRA CAPITAL MANAGEMENT

FYRA CAPITAL MANAGEMENT | PINERIDGE ADVISORS, LLC | HEISE ADVISORY GROUP | FYRA CAPITAL MANAGEMENT, LLC

CRD#: 315100 / SEC#: 801-121800

RIA

Registered Investment Advisory firm - (7/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2018

Uniform Investment Adviser Law Examination

Current Firm

FYRA CAPITAL MANAGEMENT

FYRA CAPITAL MANAGEMENT | PINERIDGE ADVISORS, LLC | HEISE ADVISORY GROUP | FYRA CAPITAL MANAGEMENT, LLC

CRD#: 315100 / SEC#: 801-121800

RIA

Registered Investment Advisory firm - (7/19/2021 Approved)

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Contact information

Main Address

1520 South 5th Street Suite 300, St. Charles, MO 63303

Mailing Address

Phone number

(636) 573-1212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

WRAP BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,214
AUM (Assets Under Management)	$ 436,817,116

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lori A. Heise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FYRA CAPITAL MANAGEMENT

AE WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

FYRA CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2018

Current Firm

FYRA CAPITAL MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FYRA CAPITAL MANAGEMENT

TRUST BUT VERIFY

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