Christopher P. Shea

INTRINSIC INVESTORS LLC

WAUWATOSA, WI 53226

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CRD#: 705690

Professional summary

Christopher Paul Shea, CFP® is a registered financial advisor currently at INTRINSIC INVESTORS LLC located in Wauwatosa, Wisconsin.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Retirement Income Management

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. IAR OF RIA INTRINSIC INVESTORS LLC SPENDING APPROX 100% OF TIME PROVIDING ASSET 2. MGMT/FINANCIAL PLANNING/CONSULTING SERVICES - INVESTMENT RELATED 3. INTRINSIC INVESTORS, LLC - MEMBER AND OWNER OF PRIVATE ENTITY FOR SECURITIES AND ADVISORY BUSINESS; INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Paul Shea's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

January 4, 2000 - Present

INTRINSIC INVESTORS LLC

Office #1: 1200 N Mayfair Rd; Suite 330, Wauwatosa, WI 53226

RIA

CRD#: 111968

WAUWATOSA, WI

Past

January 4, 2000 - December 31, 2002

INTRINSIC INVESTORS LLC

RIA

CRD#: 111968

WAUWATOSA, WI

Past

December 1, 1999 - October 2, 2017

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WAUWATOSA, WI

Past

July 5, 1988 - December 3, 1999

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081

CHICAGO, IL

Past

February 14, 1984 - July 18, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 25, 1981 - February 4, 1984

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081

Past

March 18, 1980 - September 19, 1981

EQUABLE SECURITIES CORPORATION

CRD#: 7405

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTRINSIC INVESTORS LLC

CRD#: 111968 / SEC#: 801-116734

RIA

Registered Investment Advisory firm - (6/3/2019 Approved)

Florida

Registered Investment Advisory firm - (6/10/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/10/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/4/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/2/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/10/1980

Registered Representative Examination

Current Firm

INTRINSIC INVESTORS LLC

CRD#: 111968 / SEC#: 801-116734

RIA

Registered Investment Advisory firm - (6/3/2019 Approved)

Florida

Registered Investment Advisory firm - (6/10/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/10/2019 Terminated)

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Contact information

Main Address

1200 N Mayfair Rd Suite 330, Wauwatosa, WI 53226

Mailing Address

Phone number

(414) 831-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTRINSIC INVESTORS ADV PART 2 (1/17/2025)

Regulatory assets under management

Total Number of Accounts	397
AUM (Assets Under Management)	$ 124,452,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Christopher P. Shea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Paul Shea's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTRINSIC INVESTORS LLC

COMMONWEALTH FINANCIAL NETWORK

CABRERA CAPITAL MARKETS, LLC

PRUDENTIAL EQUITY GROUP, LLC

CABRERA CAPITAL MARKETS, LLC

EQUABLE SECURITIES CORPORATION

Primary Firm SEC Registration

INTRINSIC INVESTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/2/1980

SIE

Date: 10/2/2017

Series 7

Date: 2/18/1984

Series 1

Date: 3/10/1980

Current Firm

INTRINSIC INVESTORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTRINSIC INVESTORS LLC

TRUST BUT VERIFY

Contact information

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