Samuel Pedraza Solomon
Professional Summary
Samuel Pedraza Solomon, who also goes by Samuel Ronald Pedraza, Samuel Pedraza Soloman, was a registered financial advisor. Samuel was a previously registered financial professional and started their career in finance 1980 - 2022. Samuel had worked at 7 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 53, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Samuel Ronald Pedraza, Samuel Pedraza Soloman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
AIZEN, PEDRAZA AND ASSOCIATES, INC. | SOLOMON,SAMUEL, P | SOLOMON ADVISORS, INC. | SOLOMON ADVISORS | SOLOMON & ASSOC., INC. | S. SOLOMON & ASSOC., INC. | APG SECURITIES | AIZEN, SOLOMON, & SCHILLER, INC. | AIZEN, PEDRAZA, GILMORE & ASSOCIATES, INC.
Contact Information
Main Address
5575 Bovine Dr #8105, Keller, TX 75205Mailing Address
5575 Bovine Dr #8105, Dallas, TX 76244Phone Number
(972) 740-5724Established
Texas since 12/08/1999Firm Type
CorporationFiscal Year End
December# of Employees
1Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOLOMON, SAMUEL PEDRAZA | CEO | 705686 |
Regulatory Assets Under Management
Total Number of Accounts
32AUM (Assets Under Management)
$5,000,000Disclosures
Regulatory Event
4Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Dec 1982Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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