Edward S. Dove

ESD ADVISORY SERVICES

SOUTH ORANGE, NJ 07079

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CRD#: 705675

Professional summary

Edward Stellwagen Dove III, who also goes by Edward Stellwagen Dove, is a registered financial advisor currently at ESD ADVISORY SERVICES INC located in South Orange, New Jersey.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Edward has worked at 7 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edward Stellwagen Dove

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PREPARES INCOME TAX RETURNS; PRESIDENT OF ESD ADVISORY SERVICES, INC (A REGISTERED INVESTMENT ADVISOR) 4340 East-West Highway, Suite 925, Bethesda MD 20814

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Stellwagen Dove III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2022 - Present

ESD ADVISORY SERVICES INC

Office #1: 627 Mountain Drive, South Orange, NJ 07079

RIA

CRD#: 104927

SOUTH ORANGE, NJ

Past

February 6, 1998 - December 31, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

CHEVY CHASE, MD

Past

May 27, 1994 - June 8, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

May 27, 1994 - December 31, 2007

OSAIC FA, INC.

CRD#: 3978

CHEVY CHASE, MD

Past

June 21, 1985 - June 1, 1994

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

March 3, 1981 - July 3, 1985

FSC SECURITIES CORPORATION

CRD#: 7461

Past

July 10, 1980 - March 27, 1981

INDEPENDENT SECURITIES CORPORATION

CRD#: 262

Past

March 18, 1980 - March 27, 1981

INDEPENDENT FINANCIAL PLANNERS CORPORATION

CRD#: 653

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/13/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/11/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/2000

General Securities Principal Examination

Current Firm

ESD ADVISORY SERVICES INC

CRD#: 104927 / SEC#: 801-17591

RIA

Registered Investment Advisory firm - (10/16/2012 Terminated)

Maryland

Registered Investment Advisory firm - (6/1/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

627 Mountain Drive, South Orange, NJ 07079

Mailing Address

Phone number

(301) 907-7774

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 41,998,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward S. Dove

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Stellwagen Dove III's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

CETERA WEALTH SERVICES, LLC

FSC SECURITIES CORPORATION

INDEPENDENT SECURITIES CORPORATION

INDEPENDENT FINANCIAL PLANNERS CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 4/13/1980

Series 7

Date: 8/20/1983

Series 1

Date: 3/11/1980

Series 24

Date: 1/17/2000

Current Firm

ESD ADVISORY SERVICES INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ESD ADVISORY SERVICES INC

TRUST BUT VERIFY

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