Mark A. Reges

POTOMAC, MD

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CRD#: 7056543

Professional summary

Mark Anthony Reges II, who also goes by Mark Anthony Reges II, Mark A Reges Ii, Mark Anthony Reges, was a registered financial advisor .

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Mark had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Mark Anthony Reges Ii | Mark A Reges Ii | Mark Anthony Reges

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Old Angler's Inn; Not investment-related; 10801 MacArthur Blvd, Potomac, MD 20854; Waiter; Greet guests and take orders; Approx. 25% of time during the month.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2026 - Present

POTOMAC, MD

Past

April 30, 2021 - February 27, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WASHINGTON, DC

Past

April 23, 2021 - February 27, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WASHINGTON, DC

Past

April 22, 2019 - July 9, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CALVERTON, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(9/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/8/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/22/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/31/2019

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark A. Reges

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/8/2020

Series 7TO

Date: 4/22/2019

SIE

Date: 1/31/2019

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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