Samuel A. Ragan
Professional summary
Samuel Anderson Ragan is a registered financial professional currently at LYNX CAPITAL, LLC located in Moraga, California.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2019. Samuel has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Anderson Ragan's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
LYNX CAPITAL, LLC
Office #1: 55 Parson Brown Ct., Moraga, CA 94556February 14, 2019 - January 12, 2022
TOUCHSTONE SECURITIES, INC.
January 3, 2019 - January 12, 2022
TOUCHSTONE ADVISORS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2025)
(4/5/2025)
(4/7/2025)
Exams
Series 7TO
Date: 3/31/2025
General Securities Representative ExaminationSeries 6TO
Date: 2/14/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
LYNX CAPITAL, LLC
CRD#: 137178 / SEC#: , 8-67068
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEUTZ, THEODORE JOHN | PRESIDENT/CCO | 2333618 |
| MORGAN, WILLIAM ARTHUR | FINOP |
Red Flags
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Company Information
LYNX CAPITAL, LLC
CRD#: 137178Moraga, CA 94556TRUST BUT VERIFY
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