Glenn D. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Davison Smith, who also goes by Glenn Davidson Smith, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1980. Glenn had worked at 8 firms and has passed the Series 63, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2014 - July 27, 2023
WADE FINANCIAL ADVISORY, INC.
March 27, 1995 - July 6, 2006
PACIFIC FINANCIAL ASSOCIATES, INC.
June 6, 1994 - March 16, 1995
WMA SECURITIES, INC.
November 16, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 11, 1984 - November 4, 1992
ASSOCIATED SECURITIES CORP.
April 20, 1981 - January 25, 1984
LPL FINANCIAL LLC
August 12, 1980 - March 28, 1981
CINCINNATI ANALYSTS, INC.
March 13, 1980 - January 22, 1981
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/4/1980
Registered Representative ExaminationCurrent Firm
WADE FINANCIAL ADVISORY, INC.
CRD#: 108627 / SEC#: 801-113201
Contact information
Regulatory assets under management
| Total Number of Accounts | 255 |
| AUM (Assets Under Management) | $ 672,931,878 |
Red Flags
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