Regina T. Mcgraw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Regina Terrell Mcgraw, who also goes by Regina T Mcgraw Hinote, Regina Terrell, was a registered financial professional .
Regina is a previously registered financial professional and started their career in finance in 1980. Regina had worked at 6 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2001 - December 31, 2019
KOVACK SECURITIES INC.
April 4, 2000 - October 17, 2001
SUNSET FINANCIAL SERVICES, INC.
May 31, 1988 - January 8, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
August 5, 1986 - May 25, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
January 3, 1982 - December 21, 1983
WZW FINANCIAL SERVICES, INC.
March 13, 1980 - April 4, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/6/1980
Registered Representative ExaminationCurrent Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
